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Brandon Long Denver
Brandon Long Denver’s actions resulted in significant financial loss for vulnerable investors and a breach of trust with federal employees.
Quick summary on Brandon Long Denver
Securities Law Violations: Accused of deceiving federal employees into transferring funds into higher-cost annuity investments. Violated SEC regulations, leading to serious accusations against his professional conduct.
Misleading Marketing Practices: Presented false information, including altering documents and withholding vital details about annuity expenses. Misled investors by suggesting an affiliation with the federal government.
Targeting Vulnerable Investors: Focused on retired federal employees, particularly those aged 59 and above, to maximize commissions. Exploited their trust in government-related investment opportunities for personal gain.
Financial Loss for Investors: The misrepresentation led to financial harm for federal employees, who lost significant amounts due to poor investment choices. The total value of the misdirected funds was approximately $40 million, causing a large-scale financial impact.
Failure to Uphold Ethical Standards: As a financial advisor, he failed to adhere to basic ethical practices by misleading clients and ignoring transparency. His actions have damaged his professional reputation and violated standards of fiduciary responsibility.
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