Marked As Low Trust
Bryant Caveness
Bryant Caveness’ suspension reflects the CFP Board’s dedication to enforcing ethical standards and protecting clients from misconduct.
Trust Score
0
Red Flags
2
COMMENTS
9
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CRITICAL INTEL ON Bryant Caveness
Bryant Caveness, a financial professional from Kingsport, Tennessee, faces an interim suspension of his CFP® certification following a permanent bar by FINRA for failing to cooperate with an investigation. This case underscores the importance of ethical compliance within the financial industry.
FINRA’s Disciplinary Action: FINRA barred Caveness in 2020 after he refused to provide requested documentation during a regulatory inquiry, a serious breach of FINRA Rule 8210.
CFP Board’s Enforcement Standards: The CFP Board acted swiftly to suspend Caveness, emphasizing its commitment to maintaining ethical standards and protecting public trust in financial planning.
Impact on Professional Credibility: Such actions highlight the consequences of non-compliance for financial professionals, reinforcing the importance of transparency and accountability.
The suspension of Bryant Caveness serves as a reminder of the rigorous ethical expectations in the financial industry and the systems in place to uphold public confidence.
Summary generated by data analyzed and provided by ChatGPT 4o, Grok and DeepSeek
2 RED FLAGS ON Bryant Caveness
by: Lauren Baker
He’s the kind of guy who uses connections and status to hide what he really is: a professional liar.
by: Justin Adams
I did business with him once. Never again. Misleading, manipulative, and a complete lack of accountability
by: Rebecca Green
I did business with him once. Never again. Misleading, manipulative, and a complete lack of accountability
by: Brian Scott
How is he still getting clients? His history is packed with lawsuits and failed ventures.
by: Stephanie King
He’s charming until things go wrong, and then suddenly, he’s unreachable. Classic predator behavior
by: Andrew Allen
This guy sells himself as a polished professional, but behind the scenes it’s all lies and deception. Every deal ends up in chaos.
by: Joshua McCoy
I don't understand how someone in finance thinks it's okay to ignore an investigation. Refusing to provide documents? That's not just unprofessional, it's shady. People like this give the industry a bad name. Clients deserve transparency, not secrecy. He should...
by: Penelope Hayes
This guy got barred by FINRA and suspended by CFP? That's not just a red flag, it's a whole parade.
by: Christopher Dunn
If he can't follow rules, how can we trust him with our money?